Package org.apache.lucene.analysis

API and code to convert text into indexable/searchable tokens.

See: Description

Package org.apache.lucene.analysis Description

API and code to convert text into indexable/searchable tokens. Covers Analyzer and related classes.

Parsing? Tokenization? Analysis!

Lucene, an indexing and search library, accepts only plain text input.

Parsing

Applications that build their search capabilities upon Lucene may support documents in various formats – HTML, XML, PDF, Word – just to name a few. Lucene does not care about the Parsing of these and other document formats, and it is the responsibility of the application using Lucene to use an appropriate Parser to convert the original format into plain text before passing that plain text to Lucene.

Tokenization

Plain text passed to Lucene for indexing goes through a process generally called tokenization. Tokenization is the process of breaking input text into small indexing elements – tokens. The way input text is broken into tokens heavily influences how people will then be able to search for that text. For instance, sentences beginnings and endings can be identified to provide for more accurate phrase and proximity searches (though sentence identification is not provided by Lucene).

In some cases simply breaking the input text into tokens is not enough – a deeper Analysis may be needed. Lucene includes both pre- and post-tokenization analysis facilities.

Pre-tokenization analysis can include (but is not limited to) stripping HTML markup, and transforming or removing text matching arbitrary patterns or sets of fixed strings.

There are many post-tokenization steps that can be done, including (but not limited to):

Core Analysis

The analysis package provides the mechanism to convert Strings and Readers into tokens that can be indexed by Lucene. There are four main classes in the package from which all analysis processes are derived. These are:

Hints, Tips and Traps

The synergy between Analyzer and Tokenizer is sometimes confusing. To ease this confusion, some clarifications:

Lucene Java provides a number of analysis capabilities, the most commonly used one being the StandardAnalyzer. Many applications will have a long and industrious life with nothing more than the StandardAnalyzer. However, there are a few other classes/packages that are worth mentioning:

  1. PerFieldAnalyzerWrapper – Most Analyzers perform the same operation on all Fields. The PerFieldAnalyzerWrapper can be used to associate a different Analyzer with different Fields.
  2. The analysis library located at the root of the Lucene distribution has a number of different Analyzer implementations to solve a variety of different problems related to searching. Many of the Analyzers are designed to analyze non-English languages.
  3. There are a variety of Tokenizer and TokenFilter implementations in this package. Take a look around, chances are someone has implemented what you need.

Analysis is one of the main causes of performance degradation during indexing. Simply put, the more you analyze the slower the indexing (in most cases). Perhaps your application would be just fine using the simple WhitespaceTokenizer combined with a StopFilter. The benchmark/ library can be useful for testing out the speed of the analysis process.

Invoking the Analyzer

Applications usually do not invoke analysis – Lucene does it for them:

However an application might invoke Analysis of any text for testing or for any other purpose, something like:

    Version matchVersion = Version.LUCENE_XY; // Substitute desired Lucene version for XY
    Analyzer analyzer = new StandardAnalyzer(matchVersion); // or any other analyzer
    TokenStream ts = analyzer.tokenStream("myfield", new StringReader("some text goes here"));
    OffsetAttribute offsetAtt = ts.addAttribute(OffsetAttribute.class);
    
    try {
      ts.reset(); // Resets this stream to the beginning. (Required)
      while (ts.incrementToken()) {
        // Use AttributeSource.reflectAsString(boolean)
        // for token stream debugging.
        System.out.println("token: " + ts.reflectAsString(true));

        System.out.println("token start offset: " + offsetAtt.startOffset());
        System.out.println("  token end offset: " + offsetAtt.endOffset());
      }
      ts.end();   // Perform end-of-stream operations, e.g. set the final offset.
    } finally {
      ts.close(); // Release resources associated with this stream.
    }

Indexing Analysis vs. Search Analysis

Selecting the "correct" analyzer is crucial for search quality, and can also affect indexing and search performance. The "correct" analyzer differs between applications. Lucene java's wiki page AnalysisParalysis provides some data on "analyzing your analyzer". Here are some rules of thumb:

  1. Test test test... (did we say test?)
  2. Beware of over analysis – might hurt indexing performance.
  3. Start with same analyzer for indexing and search, otherwise searches would not find what they are supposed to...
  4. In some cases a different analyzer is required for indexing and search, for instance:
    • Certain searches require more stop words to be filtered. (I.e. more than those that were filtered at indexing.)
    • Query expansion by synonyms, acronyms, auto spell correction, etc.
    This might sometimes require a modified analyzer – see the next section on how to do that.

Implementing your own Analyzer

Creating your own Analyzer is straightforward. Your Analyzer can wrap existing analysis components — CharFilter(s) (optional), a Tokenizer, and TokenFilter(s) (optional) — or components you create, or a combination of existing and newly created components. Before pursuing this approach, you may find it worthwhile to explore the analyzers-common library and/or ask on the java-user@lucene.apache.org mailing list first to see if what you need already exists. If you are still committed to creating your own Analyzer, have a look at the source code of any one of the many samples located in this package.

The following sections discuss some aspects of implementing your own analyzer.

Field Section Boundaries

When document.add(field) is called multiple times for the same field name, we could say that each such call creates a new section for that field in that document. In fact, a separate call to tokenStream(field,reader) would take place for each of these so called "sections". However, the default Analyzer behavior is to treat all these sections as one large section. This allows phrase search and proximity search to seamlessly cross boundaries between these "sections". In other words, if a certain field "f" is added like this:

    document.add(new Field("f","first ends",...);
    document.add(new Field("f","starts two",...);
    indexWriter.addDocument(document);

Then, a phrase search for "ends starts" would find that document. Where desired, this behavior can be modified by introducing a "position gap" between consecutive field "sections", simply by overriding Analyzer.getPositionIncrementGap(fieldName):

  Version matchVersion = Version.LUCENE_XY; // Substitute desired Lucene version for XY
  Analyzer myAnalyzer = new StandardAnalyzer(matchVersion) {
    public int getPositionIncrementGap(String fieldName) {
      return 10;
    }
  };

Token Position Increments

By default, all tokens created by Analyzers and Tokenizers have a position increment of one. This means that the position stored for that token in the index would be one more than that of the previous token. Recall that phrase and proximity searches rely on position info.

If the selected analyzer filters the stop words "is" and "the", then for a document containing the string "blue is the sky", only the tokens "blue", "sky" are indexed, with position("sky") = 3 + position("blue"). Now, a phrase query "blue is the sky" would find that document, because the same analyzer filters the same stop words from that query. But the phrase query "blue sky" would not find that document because the position increment between "blue" and "sky" is only 1.

If this behavior does not fit the application needs, the query parser needs to be configured to not take position increments into account when generating phrase queries.

Note that a StopFilter MUST increment the position increment in order not to generate corrupt tokenstream graphs. Here is the logic used by StopFilter to increment positions when filtering out tokens:

  public TokenStream tokenStream(final String fieldName, Reader reader) {
    final TokenStream ts = someAnalyzer.tokenStream(fieldName, reader);
    TokenStream res = new TokenStream() {
      CharTermAttribute termAtt = addAttribute(CharTermAttribute.class);
      PositionIncrementAttribute posIncrAtt = addAttribute(PositionIncrementAttribute.class);

      public boolean incrementToken() throws IOException {
        int extraIncrement = 0;
        while (true) {
          boolean hasNext = ts.incrementToken();
          if (hasNext) {
            if (stopWords.contains(termAtt.toString())) {
              extraIncrement += posIncrAtt.getPositionIncrement(); // filter this word
              continue;
            } 
            if (extraIncrement>0) {
              posIncrAtt.setPositionIncrement(posIncrAtt.getPositionIncrement()+extraIncrement);
            }
          }
          return hasNext;
        }
      }
    };
    return res;
  }

A few more use cases for modifying position increments are:

  1. Inhibiting phrase and proximity matches in sentence boundaries – for this, a tokenizer that identifies a new sentence can add 1 to the position increment of the first token of the new sentence.
  2. Injecting synonyms – here, synonyms of a token should be added after that token, and their position increment should be set to 0. As result, all synonyms of a token would be considered to appear in exactly the same position as that token, and so would they be seen by phrase and proximity searches.

Token Position Length

By default, all tokens created by Analyzers and Tokenizers have a position length of one. This means that the token occupies a single position. This attribute is not indexed and thus not taken into account for positional queries, but is used by eg. suggesters.

The main use case for positions lengths is multi-word synonyms. With single-word synonyms, setting the position increment to 0 is enough to denote the fact that two words are synonyms, for example:

Termredmagenta
Position increment10

Given that position(magenta) = 0 + position(red), they are at the same position, so anything working with analyzers will return the exact same result if you replace "magenta" with "red" in the input. However, multi-word synonyms are more tricky. Let's say that you want to build a TokenStream where "IBM" is a synonym of "Internal Business Machines". Position increments are not enough anymore:

TermIBMInternationalBusinessMachines
Position increment1011

The problem with this token stream is that "IBM" is at the same position as "International" although it is a synonym with "International Business Machines" as a whole. Setting the position increment of "Business" and "Machines" to 0 wouldn't help as it would mean than "International" is a synonym of "Business". The only way to solve this issue is to make "IBM" span across 3 positions, this is where position lengths come to rescue.

TermIBMInternationalBusinessMachines
Position increment1011
Position length3111

This new attribute makes clear that "IBM" and "International Business Machines" start and end at the same positions.

How to not write corrupt token streams

There are a few rules to observe when writing custom Tokenizers and TokenFilters:

  • The first position increment must be > 0.
  • Positions must not go backward.
  • Tokens that have the same start position must have the same start offset.
  • Tokens that have the same end position (taking into account the position length) must have the same end offset.

Although these rules might seem easy to follow, problems can quickly happen when chaining badly implemented filters that play with positions and offsets, such as synonym or n-grams filters. Here are good practices for writing correct filters:

  • Token filters should not modify offsets. If you feel that your filter would need to modify offsets, then it should probably be implemented as a tokenizer.
  • Token filters should not insert positions. If a filter needs to add tokens, then they shoud all have a position increment of 0.
  • When they remove tokens, token filters should increment the position increment of the following token.
  • Token filters should preserve position lengths.

TokenStream API

"Flexible Indexing" summarizes the effort of making the Lucene indexer pluggable and extensible for custom index formats. A fully customizable indexer means that users will be able to store custom data structures on disk. Therefore an API is necessary that can transport custom types of data from the documents to the indexer.

Attribute and AttributeSource

Classes Attribute and AttributeSource serve as the basis upon which the analysis elements of "Flexible Indexing" are implemented. An Attribute holds a particular piece of information about a text token. For example, CharTermAttribute contains the term text of a token, and OffsetAttribute contains the start and end character offsets of a token. An AttributeSource is a collection of Attributes with a restriction: there may be only one instance of each attribute type. TokenStream now extends AttributeSource, which means that one can add Attributes to a TokenStream. Since TokenFilter extends TokenStream, all filters are also AttributeSources.

Lucene provides seven Attributes out of the box:

CharTermAttribute The term text of a token. Implements CharSequence (providing methods length() and charAt(), and allowing e.g. for direct use with regular expression Matchers) and Appendable (allowing the term text to be appended to.)
OffsetAttribute The start and end offset of a token in characters.
PositionIncrementAttribute See above for detailed information about position increment.
PositionLengthAttribute The number of positions occupied by a token.
PayloadAttribute The payload that a Token can optionally have.
TypeAttribute The type of the token. Default is 'word'.
FlagsAttribute Optional flags a token can have.
KeywordAttribute Keyword-aware TokenStreams/-Filters skip modification of tokens that return true from this attribute's isKeyword() method.

Using the TokenStream API

There are a few important things to know in order to use the new API efficiently which are summarized here. You may want to walk through the example below first and come back to this section afterwards.
  1. Please keep in mind that an AttributeSource can only have one instance of a particular Attribute. Furthermore, if a chain of a TokenStream and multiple TokenFilters is used, then all TokenFilters in that chain share the Attributes with the TokenStream.

  2. Attribute instances are reused for all tokens of a document. Thus, a TokenStream/-Filter needs to update the appropriate Attribute(s) in incrementToken(). The consumer, commonly the Lucene indexer, consumes the data in the Attributes and then calls incrementToken() again until it returns false, which indicates that the end of the stream was reached. This means that in each call of incrementToken() a TokenStream/-Filter can safely overwrite the data in the Attribute instances.

  3. For performance reasons a TokenStream/-Filter should add/get Attributes during instantiation; i.e., create an attribute in the constructor and store references to it in an instance variable. Using an instance variable instead of calling addAttribute()/getAttribute() in incrementToken() will avoid attribute lookups for every token in the document.

  4. All methods in AttributeSource are idempotent, which means calling them multiple times always yields the same result. This is especially important to know for addAttribute(). The method takes the type (Class) of an Attribute as an argument and returns an instance. If an Attribute of the same type was previously added, then the already existing instance is returned, otherwise a new instance is created and returned. Therefore TokenStreams/-Filters can safely call addAttribute() with the same Attribute type multiple times. Even consumers of TokenStreams should normally call addAttribute() instead of getAttribute(), because it would not fail if the TokenStream does not have this Attribute (getAttribute() would throw an IllegalArgumentException, if the Attribute is missing). More advanced code could simply check with hasAttribute(), if a TokenStream has it, and may conditionally leave out processing for extra performance.

Example

In this example we will create a WhiteSpaceTokenizer and use a LengthFilter to suppress all words that have only two or fewer characters. The LengthFilter is part of the Lucene core and its implementation will be explained here to illustrate the usage of the TokenStream API.

Then we will develop a custom Attribute, a PartOfSpeechAttribute, and add another filter to the chain which utilizes the new custom attribute, and call it PartOfSpeechTaggingFilter.

Whitespace tokenization

public class MyAnalyzer extends Analyzer {

  private Version matchVersion;
  
  public MyAnalyzer(Version matchVersion) {
    this.matchVersion = matchVersion;
  }

  @Override
  protected TokenStreamComponents createComponents(String fieldName, Reader reader) {
    return new TokenStreamComponents(new WhitespaceTokenizer(matchVersion, reader));
  }
  
  public static void main(String[] args) throws IOException {
    // text to tokenize
    final String text = "This is a demo of the TokenStream API";
    
    Version matchVersion = Version.LUCENE_XY; // Substitute desired Lucene version for XY
    MyAnalyzer analyzer = new MyAnalyzer(matchVersion);
    TokenStream stream = analyzer.tokenStream("field", new StringReader(text));
    
    // get the CharTermAttribute from the TokenStream
    CharTermAttribute termAtt = stream.addAttribute(CharTermAttribute.class);

    try {
      stream.reset();
    
      // print all tokens until stream is exhausted
      while (stream.incrementToken()) {
        System.out.println(termAtt.toString());
      }
    
      stream.end();
    } finally {
      stream.close();
    }
  }
}
In this easy example a simple white space tokenization is performed. In main() a loop consumes the stream and prints the term text of the tokens by accessing the CharTermAttribute that the WhitespaceTokenizer provides. Here is the output:
This
is
a
demo
of
the
new
TokenStream
API

Adding a LengthFilter

We want to suppress all tokens that have 2 or less characters. We can do that easily by adding a LengthFilter to the chain. Only the createComponents() method in our analyzer needs to be changed:
  @Override
  protected TokenStreamComponents createComponents(String fieldName, Reader reader) {
    final Tokenizer source = new WhitespaceTokenizer(matchVersion, reader);
    TokenStream result = new LengthFilter(true, source, 3, Integer.MAX_VALUE);
    return new TokenStreamComponents(source, result);
  }
Note how now only words with 3 or more characters are contained in the output:
This
demo
the
new
TokenStream
API
Now let's take a look how the LengthFilter is implemented:
public final class LengthFilter extends FilteringTokenFilter {

  private final int min;
  private final int max;
  
  private final CharTermAttribute termAtt = addAttribute(CharTermAttribute.class);

  /**
   * Create a new LengthFilter. This will filter out tokens whose
   * CharTermAttribute is either too short
   * (< min) or too long (> max).
   * @param version the Lucene match version
   * @param in      the TokenStream to consume
   * @param min     the minimum length
   * @param max     the maximum length
   */
  public LengthFilter(Version version, TokenStream in, int min, int max) {
    super(version, in);
    this.min = min;
    this.max = max;
  }

  @Override
  public boolean accept() {
    final int len = termAtt.length();
    return (len >= min && len <= max);
  }

}

In LengthFilter, the CharTermAttribute is added and stored in the instance variable termAtt. Remember that there can only be a single instance of CharTermAttribute in the chain, so in our example the addAttribute() call in LengthFilter returns the CharTermAttribute that the WhitespaceTokenizer already added.

The tokens are retrieved from the input stream in FilteringTokenFilter's incrementToken() method (see below), which calls LengthFilter's accept() method. By looking at the term text in the CharTermAttribute, the length of the term can be determined and tokens that are either too short or too long are skipped. Note how accept() can efficiently access the instance variable; no attribute lookup is necessary. The same is true for the consumer, which can simply use local references to the Attributes.

LengthFilter extends FilteringTokenFilter:

public abstract class FilteringTokenFilter extends TokenFilter {

  private final PositionIncrementAttribute posIncrAtt = addAttribute(PositionIncrementAttribute.class);

  /**
   * Create a new FilteringTokenFilter.
   * @param in      the TokenStream to consume
   */
  public FilteringTokenFilter(Version version, TokenStream in) {
    super(in);
  }

  /** Override this method and return if the current input token should be returned by incrementToken. */
  protected abstract boolean accept() throws IOException;

  @Override
  public final boolean incrementToken() throws IOException {
    int skippedPositions = 0;
    while (input.incrementToken()) {
      if (accept()) {
        if (skippedPositions != 0) {
          posIncrAtt.setPositionIncrement(posIncrAtt.getPositionIncrement() + skippedPositions);
        }
        return true;
      }
      skippedPositions += posIncrAtt.getPositionIncrement();
    }
    // reached EOS -- return false
    return false;
  }

  @Override
  public void reset() throws IOException {
    super.reset();
  }

}

Adding a custom Attribute

Now we're going to implement our own custom Attribute for part-of-speech tagging and call it consequently PartOfSpeechAttribute. First we need to define the interface of the new Attribute:
  public interface PartOfSpeechAttribute extends Attribute {
    public static enum PartOfSpeech {
      Noun, Verb, Adjective, Adverb, Pronoun, Preposition, Conjunction, Article, Unknown
    }
  
    public void setPartOfSpeech(PartOfSpeech pos);
  
    public PartOfSpeech getPartOfSpeech();
  }

Now we also need to write the implementing class. The name of that class is important here: By default, Lucene checks if there is a class with the name of the Attribute with the suffix 'Impl'. In this example, we would consequently call the implementing class PartOfSpeechAttributeImpl.

This should be the usual behavior. However, there is also an expert-API that allows changing these naming conventions: AttributeSource.AttributeFactory. The factory accepts an Attribute interface as argument and returns an actual instance. You can implement your own factory if you need to change the default behavior.

Now here is the actual class that implements our new Attribute. Notice that the class has to extend AttributeImpl:

public final class PartOfSpeechAttributeImpl extends AttributeImpl 
                                  implements PartOfSpeechAttribute {
  
  private PartOfSpeech pos = PartOfSpeech.Unknown;
  
  public void setPartOfSpeech(PartOfSpeech pos) {
    this.pos = pos;
  }
  
  public PartOfSpeech getPartOfSpeech() {
    return pos;
  }

  @Override
  public void clear() {
    pos = PartOfSpeech.Unknown;
  }

  @Override
  public void copyTo(AttributeImpl target) {
    ((PartOfSpeechAttribute) target).setPartOfSpeech(pos);
  }
}

This is a simple Attribute implementation has only a single variable that stores the part-of-speech of a token. It extends the AttributeImpl class and therefore implements its abstract methods clear() and copyTo(). Now we need a TokenFilter that can set this new PartOfSpeechAttribute for each token. In this example we show a very naive filter that tags every word with a leading upper-case letter as a 'Noun' and all other words as 'Unknown'.

  public static class PartOfSpeechTaggingFilter extends TokenFilter {
    PartOfSpeechAttribute posAtt = addAttribute(PartOfSpeechAttribute.class);
    CharTermAttribute termAtt = addAttribute(CharTermAttribute.class);
    
    protected PartOfSpeechTaggingFilter(TokenStream input) {
      super(input);
    }
    
    public boolean incrementToken() throws IOException {
      if (!input.incrementToken()) {return false;}
      posAtt.setPartOfSpeech(determinePOS(termAtt.buffer(), 0, termAtt.length()));
      return true;
    }
    
    // determine the part of speech for the given term
    protected PartOfSpeech determinePOS(char[] term, int offset, int length) {
      // naive implementation that tags every uppercased word as noun
      if (length > 0 && Character.isUpperCase(term[0])) {
        return PartOfSpeech.Noun;
      }
      return PartOfSpeech.Unknown;
    }
  }

Just like the LengthFilter, this new filter stores references to the attributes it needs in instance variables. Notice how you only need to pass in the interface of the new Attribute and instantiating the correct class is automatically taken care of.

Now we need to add the filter to the chain in MyAnalyzer:

  @Override
  protected TokenStreamComponents createComponents(String fieldName, Reader reader) {
    final Tokenizer source = new WhitespaceTokenizer(matchVersion, reader);
    TokenStream result = new LengthFilter(true, source, 3, Integer.MAX_VALUE);
    result = new PartOfSpeechTaggingFilter(result);
    return new TokenStreamComponents(source, result);
  }
Now let's look at the output:
This
demo
the
new
TokenStream
API
Apparently it hasn't changed, which shows that adding a custom attribute to a TokenStream/Filter chain does not affect any existing consumers, simply because they don't know the new Attribute. Now let's change the consumer to make use of the new PartOfSpeechAttribute and print it out:
  public static void main(String[] args) throws IOException {
    // text to tokenize
    final String text = "This is a demo of the TokenStream API";
    
    MyAnalyzer analyzer = new MyAnalyzer();
    TokenStream stream = analyzer.tokenStream("field", new StringReader(text));
    
    // get the CharTermAttribute from the TokenStream
    CharTermAttribute termAtt = stream.addAttribute(CharTermAttribute.class);
    
    // get the PartOfSpeechAttribute from the TokenStream
    PartOfSpeechAttribute posAtt = stream.addAttribute(PartOfSpeechAttribute.class);

    try {
      stream.reset();

      // print all tokens until stream is exhausted
      while (stream.incrementToken()) {
        System.out.println(termAtt.toString() + ": " + posAtt.getPartOfSpeech());
      }
    
      stream.end();
    } finally {
      stream.close();
    }
  }
The change that was made is to get the PartOfSpeechAttribute from the TokenStream and print out its contents in the while loop that consumes the stream. Here is the new output:
This: Noun
demo: Unknown
the: Unknown
new: Unknown
TokenStream: Noun
API: Noun
Each word is now followed by its assigned PartOfSpeech tag. Of course this is a naive part-of-speech tagging. The word 'This' should not even be tagged as noun; it is only spelled capitalized because it is the first word of a sentence. Actually this is a good opportunity for an exercise. To practice the usage of the new API the reader could now write an Attribute and TokenFilter that can specify for each word if it was the first token of a sentence or not. Then the PartOfSpeechTaggingFilter can make use of this knowledge and only tag capitalized words as nouns if not the first word of a sentence (we know, this is still not a correct behavior, but hey, it's a good exercise). As a small hint, this is how the new Attribute class could begin:
  public class FirstTokenOfSentenceAttributeImpl extends AttributeImpl
                              implements FirstTokenOfSentenceAttribute {
    
    private boolean firstToken;
    
    public void setFirstToken(boolean firstToken) {
      this.firstToken = firstToken;
    }
    
    public boolean getFirstToken() {
      return firstToken;
    }

    @Override
    public void clear() {
      firstToken = false;
    }

  ...

Adding a CharFilter chain

Analyzers take Java Readers as input. Of course you can wrap your Readers with FilterReaders to manipulate content, but this would have the big disadvantage that character offsets might be inconsistent with your original text.

CharFilter is designed to allow you to pre-process input like a FilterReader would, but also preserve the original offsets associated with those characters. This way mechanisms like highlighting still work correctly. CharFilters can be chained.

Example:

public class MyAnalyzer extends Analyzer {

  @Override
  protected TokenStreamComponents createComponents(String fieldName, Reader reader) {
    return new TokenStreamComponents(new MyTokenizer(reader));
  }
  
  @Override
  protected Reader initReader(String fieldName, Reader reader) {
    // wrap the Reader in a CharFilter chain.
    return new SecondCharFilter(new FirstCharFilter(reader));
  }
}

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